1. Why is it important to ____ before making decisions in compliance-related matters? Can you give an example? 2. Have you experienced a situation in your work where a problem quickly ____? What caused it and how did you resolve it? 3. Can you think of a time when it was difficult to ____ with a new regulation or reporting requirement? How did you manage it? 4. Have you ever ____ a former colleague or a contact from the industry at a conference or event, and what did you learn from that encounter? 5. Have you ever seen a small issue in reporting or compliance that ____ the team later? What happened? 6. Can you recall a moment when you realised your team ____ something valuable during a reporting project or review? 7. What’s the most challenging issue you’ve had to ____ in a compliance report? How did you manage to locate the source of the problem? 8. How do brainstorming sessions work in your team? Are people encouraged to ____ ideas freely? 9. What’s the most difficult compliance issue you’ve had to ____ recently?

Solving problems_gaps_finance

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