1) What share does Reg CC govern? a) Checking b) Primary Share c) Premium Plus d) All of the above 2) Who is TFCU's BSA officer?  a) Teppi Hannon b) Donna Pappas c) VP Manager BSA-Fraud Risk d) Both B & C are correct 3) How can we ensure member's confidentiality? a) Shred all paperwork b) Lock Screen c) Write down member's balances d) All of the above 4) What item must be made immediately available per Reg CC? a) Offical Check b) Payroll Check c) Money Order purchased from 7-11 d) Personal Check 5) How much will be released immediately to the member? a) 200 b) 225 c) 500 d) 5525 6) When quoting dividend rates for members, you must use what term? a) Dividend Yield b) Dividend Rate c) APY- Annual Percentage Yield d) APR- Annual Percentage Rate 7) You may never tell your member you are completing a CTR for their transaction. a) True b) False 8) The Rights to Financial Privacy Act limits ______________________ access to a member's account.  a) Financial Insitutions b) Third Party Affiliates c) Social Media Adds d) the Federal Government 9) Which form of ID will TFCU accept? a) School ID b) Hunting Licence c) Tribal ID card d) Social Security Card 10) A member is purchasing an official check using $15,000 in cash. What form will you complete? a) Monetary Instrument Log b) SAR c) CTR d) BSA 11) Which of the following is a Monetary Instrument? a) Money Orders b) Visa Pre-Paids c) Official Check d) All of the above 12) When must a teller search Verafin? a) Official Check Payees b) 3rd Party Check Payees c) Non-member draft cashing d) All of the above 13) You must complete a Monetary Instrument Log when a member purchases items between what amounts? a) $300-$1,000 b) $3,000-$10,000 c) $10,000 or more d) All the above 14) How long is an exception hold? a) 3 Business days b) 5 Business days c) 7 Business days d) 10 Business days 15) What should you do if a member refuses to answer questions required to complete a CTR? a) Preform the transaction for the member b) Refuse the transaction and notify your supervisor c) Call fraud immediately d) Complete the Monetary Instrument Log instead 16) Why was the bank Secrecy Act created? a) To detect and prevent fraud b) To hassle members c) To ensure member's funds are available to them d) To stop discrimination in financial institutions 17) Retired is an acceptable occupation for a CTR. a) True b) False 18) What does EFT stand for? a) Elmer Fund Team b) Electronic Funds Transfer c) Electronic Funds Transaction d) Electronic Fiduciary Type 19) An ID without a _________________ is invalid.  a) Number b) Photo c) Issue date d) All of the above 20) Who fills out a SAR? a) Teller b) MSO c) Supervisor d) Anyone

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