Which of the following is considered a security?, Common stock, Car loan, Insurance policy, Rental agreement, According to the Howey Test, which element is required for an investment contract?, Government approval, Expectation of profit from others’ efforts, Ownership of land, Guaranteed return, Before offering securities to the public, companies generally must:, Register with the IRS, Get approval from shareholders, Announce it in newspapers, Register the securities with the SEC, What document must be provided to investors describing the security offering?, Invoice, Contract, Prospectus, Receipt, The Securities Exchange Act of 1934 mainly regulates:, Initial sale of securities, Secondary trading of securities, Corporate employment contracts, Banking operations, Insider trading occurs when a person:, Buys stocks every day, make money from it, Trades securities using nonpublic informationule 10b-5, Invests through a broker, Pays taxes on investments, A Ponzi scheme is:, A legal investment strategy, A government bond program, A stock exchange system, A fraudulent investment that pays old investors with new investors’ money, A Ponzi scheme is:, A legal investment strategy, A government bond program, A stock exchange system, A fraudulent investment that pays old investors with new investors’ money, The board of directors in corporate governance is responsible for:, Setting stock prices, Selling company products, Ensuring managers act in the best interests of shareholders, Approving bank loans, What is the main goal of investor protection laws?, To increase company profits, To protect investors and ensure fair markets, To control international trade, To reduce government power, Which organization regulates the U.S. securities marke, WTO, SEC, IMF, FBI, Insider trading is illegal mainly because:, It gives unfair advantage to some investors, It increases stock prices, It slows down trading, It reduces company profits, Which law mainly regulates the first sale of securities to the public?, Securities Act of 1933, The federal law that requires companies to provide detailed financial disclosures and follow strict regulatory procedures before offering investment instruments to the public, The law related to corporate governance and board supervision, The regulation used by banks when issuing loans to investors

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