What form is used for CMA enrollment?, Form - F879, Form - F116, Form - F247, Form - F142, What form is used for Premier/Premier + enrollment, Form - F879, Form - F116, Form - F247, Form - F142, You cannot do electronic delivery with the Form - F879, True, False, You can use the Form F142 to add Premier/Premier + on all account types, True, False, You can use the Form - F116 to add Premier/Premier+ on all account types, True, False, What account types would you use the Form - F116 for?, SAM and SWM retail accounts, IRA Accounts, Equitable Advisory accounts wanting Premier/Premier +, Brokerage Accounts, What account types would you use the Form - F142 for?, IRA accounts: Traditional, Rollover, SEP, SAR-SEP IRA, Nonretirement accounts, What would advisors use the Form - F452 for?, To add Bill Pay at the same time as adding Premier/Premier +, To remove Bill Pay from an account, To remove Premier/Premier+ from an account, To add Bill Pay, ONLY after Premier/Premier+ is already on the account, What account types would you use the Form - F879 for?, Brokerage Accounts, IRA accounts, SAM/SWM, Equitable Advisory accounts, Why would advisors fill out the Form - F247?, To add Premier/Premier + to a retirement account, To add Premier/Premier+ to Brokerage Account, To add Margin onto a Brokerage Account, To add Margin on a non-brokerage account, How can an advisor add a debit card to a Premier account?, They will need to re-sign the F116, Create a case with Cash Ops, What is the difference between CMA and Premier in regards to forms?, Premier is wet sign only and CMA allows for Electronic Signatures, There are no differences between the two, CMA allows advisors to choose to order any or all features at any time, Premier/Premier + require opting in at the time of form submission. This will determine if it is Premier (just checkwriting) or Premier + (Checkwriting and Debit). It also requires resigning the F116 if the advisor wants to opt for a debit card at a later date., Advisors have to fill out different forms for different account types to have Premier/Premier + as well as to add Margin, CMA is one form to opt in and it has the selection of margin included in the form, What is the difference between CMA and Premier in regards to forms?, Premier is wet sign only, CMA allows for Electronic Signatures, CMA allows advisors to choose to order any or all features at any time, Premier/Premier + require opting in at the time of form submission. This will determine if it is Premier (just checkwriting) or Premier + (Checkwriting and Debit). It also requires resigning the F116 if the advisor wants to opt for a debit card at a later date., Advisors have to fill out different forms for different account types to have Premier/Premier + as well as to add Margin, CMA is one form to opt in and it has the selection of margin included in the form, What is the difference between CMA and Premier in regards to forms?, Premier is wet sign only, CMA allows for Electronic Signatures, CMA allows advisors to choose to order any or all features at any time, Premier/Premier + require opting in at the time of form submission. This will determine if it is Premier (just checkwriting) or Premier + (Checkwriting and Debit). It also requires resigning the F116 if the advisor wants to opt for a debit card at a later date., Advisors have to fill out different forms for different account types to have Premier/Premier + as well as to add Margin, CMA is one form to opt in and it has the selection of margin included in the form, It requires a form to unenroll from both CMA and Premier/Premier +, False - CMA and Premier/Premier + can be unenrolled online, True - They both require the form F452 to unenroll, False - CMA can be unenrolled online through the "Manage CMA" link. Premier/Premier + requires a case to be created for removal, False - Only the removal of Premier/Premier + requires a form. CMA can be unenrolled online through the "Manage CMA" link, Which process is easier and faster for the advisor and client?, Premier/Premier+ enrollment, CMA enrollment, How can advisors find the form to enroll in CMA? (Assuming eligible account type), New Accounts: CMA capabilities are built within NAO. In addition to the standard new account applications based on account type, the forms tool will automatically generate the new LCMA from (F879)., Existing Accounts: From the account summary screen, a quick action menu option for enrolling is offered which allows the client to keep the same account #, enroll in CMA and order the underlying products (e.g. debit card). A standalone CMA consent form, LCMA (F879) will be required which can be e-signed or wet signed as part of CMA enrollment, They will need to navigate to the forms tool and search for "F879" then fill it out and submit it., How can advisors find the form to enroll in Premier/Premier+? (Assuming eligible account type- standard brokerage), New Accounts: Unable to add to new accounts. The account must be established first., Existing Accounts: Go to the desired account, select "Actions" then "Forms", within the forms tool, search "F116", select "F116" from the drop down, click on "Add selected form". The next screen will ask to choose a delivery method: esign or manual. This form is NOT e-sign eligible, they will need to select "Manual". Once elected, select "Upload" and upload the wet signed form. Then Submit., New Accounts: The F116 is built into the NAO process

CMA vs Premier - Forms

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