Must (DUE DILIGENCE): Keep money separately from practice money, Only use the money for intended purpose, Keep the money in same currency, Be ready to account for capital and interest, Must know where the money came from, Must not: Keep where there is no justification, Take fees out of the money, Keep interest without client permission, Keep if suspected criminal property, Hold money on behalf of clients engaged in investment business,

Handling Client Monies and Fraud -AAT




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